(1) This procedure supports the Academic Promotion Policy by outlining the process for promotion of academic staff at Charles Sturt University (the University). (2) This procedure applies to full-time, part-time, continuing or fixed-term academic staff applying for promotion to Levels B to E. (3) This procedure supports the Academic Promotion Policy. (4) Academic staff may apply for promotion once every two years, if they are eligible under clauses 5-6 and not excluded by clause 7. Unsuccessful applicants may apply in the next round only if advised by the Committee. (5) Academic staff are eligible for promotion under the following conditions: (6) Academic staff in the following categories or situations will only be eligible to apply for promotion where the conditions are met: (7) Academic staff are not eligible for promotion in the following situations: (8) To be considered for promotion to an academic level, the staff member must: (9) The Academic Staff Qualifications and Expectations Procedure outlines qualification requirements for each academic level and states the process for promotion applicants to request a qualification equivalence assessment. (10) Academic staff must discuss their intention to apply for promotion with their supervisor, at the latest, in the year prior to the intended application during their annual Performance Planning Development Review (PPDR), but preferably earlier than this so that adequate preparation and planning can occur as a specified goal in the applicant’s development plan. Applicants must have achieved all goals set in the year prior before applying. (11) Prospective applicants: (12) The Academic Promotion Team will coordinate information sessions for prospective applicants, supervisors and promotion mentors which are held around the time of the opening of the Intent to Apply. (13) Achievements and impact under consideration for the promotion application will be the period since the last promotion, or the last five years, whichever is the shortest. (14) The Academic Promotion Team will initiate the annual round of promotions by announcing a call for submissions of Intent to Apply. (15) Prospective applicants must submit an Intent to Apply (ITA) form by the due date in order for their application to be considered (see Part C). The ITA must be signed by the applicant’s supervisor to confirm that they are aware of this intent. (16) An ITA submitted after the due date will only be accepted if it is endorsed by the Deputy Vice-Chancellor (Academic) or equivalent (or their nominee). (17) An academic staff member may be considered for promotion outside of the annual promotion round where the Vice-Chancellor or a Deputy Vice-Chancellor requests that an out-of-round promotion application be considered on the basis of retention. (18) The application and decision-making process for an out-of-round promotion will be the same as for a promotion application in an annual promotion round. (19) Applicants must use the Academic Promotion Application form and provide all documents outlined below. All documents must be submitted by 5pm on the closing date. Applications will not be considered if they are: (20) Applications must: (21) Applications may be withdrawn at any time prior to the relevant promotion committee meeting. (22) The following documents must be submitted to the Academic Promotion Team (by email to academicpromotions@csu.edu.au) by 5 pm on the specified closing date(s) for the application to be considered complete: (23) The Academic Promotion Evidence Guide sets out specific evidence and standards. This may include: (24) In addition to the evidence submitted by the applicant, the following referee and independent assessor requirements must be met: (25) Applicants should get agreement from their nominated referees before submitting their name. Applicants should not nominate someone as a referee if: (26) The Academic Promotion Team will contact the nominated referees and provide them with a referee report template and electronic copies of the application, the evidence guide, including supporting statements of achievements for the appropriate academic level and the minimum activities expected of the academic level. The applicant will not be given a copy of the referee reports. (27) Referees are considered external to the University if they have not been a staff member or adjunct staff member of the University within the five years before the year of the promotion application. Otherwise, they are considered an internal referee. (28) External referees can be an academic or a senior professional, business or community leader and must have experience and esteem in the applicant’s discipline, and knowledge of the applicant’s work. (29) An independent assessor must: (30) The process for obtaining independent assessor reports is as follows: (31) Academic staff are allocated a mix of academic activities within their designated work function (position). Academic activities are identified as Teaching, Research/Creative, Professional Activity and Service, and the task requirements of these activities are outlined in the Academic Workload Policy [in development] and the Charles Sturt University Enterprise Agreement. Within their position academic staff have specific proportions of one or more of these academic activities allocated to them. (32) To be promoted, an applicant must have satisfied the decision-maker(s) that they are meeting: (33) Applicants need to show in their application for promotion that they can meet at least minimum expectations across all work areas of academic activity of the level to which they are seeking promotion, but can focus their application on areas of strength. In order to focus their case, and to provide greater evidence for areas of strength, the application form provides the applicant with the capacity to provide a weighting for each area of academic activity, with the opportunity to provide more evidence of achievement in higher weighted areas. (34) An applicant is expected to demonstrate that their achievements have had the scope of influence and breadth/depth of effect that is expected at the academic level to which they are seeking promotion. It is not sufficient to list achievements, the applicant must explain: (35) As per Delegation Schedule B - People and Culture and the Academic Promotion Policy, the delegated officer will approve an application for promotion from associate lecturer (level A) to lecturer (level B). These applications do not need consideration by a promotion committee. (36) The delegated officer will apply the Academic Staff Qualifications and Expectations Procedure, the Academic Promotion Evidence Guide and Part F of this procedure (as relevant) when assessing promotion applications and deciding whether to approve promotion. (37) As per Delegation Schedule B - People and Culture and the Academic Promotion Policy, applications for promotion above Level B must be considered by a Promotion Committee or Professorial Promotion Committee and recommended to the delegated officer. (38) At the start of each year, each Executive Dean will nominate four academic staff of the faculty to be available to serve on the promotion committees, as follows: (39) The Academic Promotion Team will publish a list of the Executive Deans’ nominees for the pool of promotion committee members. (40) Where an applicant for promotion considers that someone on the list may have a conflict of interest in assessing their application, they should provide details to the Academic Promotion Team, who will forward these to the chair of the relevant promotion committee to assess and manage the conflict. (41) The Deputy Vice-Chancellor (Academic) convenes the Promotion Committee, ensuring, as far as practicable, 40:40:20 gender representation. (42) The voting members of the Promotion Committee will be the following: (43) A committee member will not be involved where the committee is considering the application of a staff member for whom they are the immediate supervisor, or for any other real, potential or perceived conflict of interest. (44) The quorum of the committee is five voting members. (45) The Vice-Chancellor convenes the Professorial Promotion Committee, ensuring as far as practicable, 40:40:20 gender representation. (46) The voting members of the Professorial Promotion Committee will be the following: (47) A committee member will not be involved where the committee is considering the application of a staff member for whom they are the immediate supervisor, or for any other real, potential or perceived conflict of interest. (48) A quorum of the committee will be five voting members. (49) Where an applicant identifies as a First Nations person, they may ask that the committee membership be adjusted to ensure the committee has a thorough understanding of First Nations focused achievements. In this case, for that application only: (50) Notwithstanding clause 49, where a First Nations academic staff member of the University or an external institution and/or an Elder are not available to attend the meeting despite the chair’s best efforts, the committee may proceed to make a decision without them. (51) The following staff may attend a promotion committee meeting and advise the committee on the matters stated, but will not otherwise contribute to discussions or vote: (52) Where any of the above advisers are not available to attend, the committee may proceed to make decisions without them. (53) The Academic Promotion Team will schedule promotion committee meetings, invite members and advisers, provide the application documentation, attend the meeting, record the procedings and prepare recommendations for approval. (54) A staff member from the office of the committee chair will attend the meeting to: (55) Where a committee member has a real, potential or perceived conflict of interest in relation to an application, they will immediately inform the Academic Promotion Team. The Academic Promotion Team will advise the chair of the committee, who will handle the conflict of interest in accordance with the University's Conflict of Interest Procedure. (56) Committee members are expected to declare conflicts of interest as soon as the Academic Promotion Team informs the committee of the applicants under consideration. (57) Managing a conflict of interest may involve a replacement committee member for the consideration of that application (if possible) or excluding the member from the meeting while the committee considers the application. (58) Promotion committee members will assess applications and submit a completed assessment template to the Academic Promotion Team at least three business days before the committee meeting. (59) Where an applicant exceeds the word/page limits of a particular field or section within the application form, to be fair to other applicants and encourage concision, committee members will not consider anything stated beyond the word limit. (60) Applications for promotion will be assessed on the following: (61) Promotion decision-makers will apply the Academic Promotion Evidence Guide in assessing promotion applications and deciding whether (as relevant) to recommend or approve promotion. (62) The delegated officer (for Level B promotions) or the promotion committee may contact a promotion applicant for a short discussion where they need clarification on an aspect of the application. (63) The Academic Promotion Team will advise applicants of the date(s) and time(s) that they may be contacted. Applicants should ensure they are available for a video conference or phone discussion at the time(s) advised. (64) If the applicant cannot be contacted or is unable to participate by video conference or phone, the promotion decision may be made without a discussion with the applicant. (65) Where an equity concern has been identified for an applicant, prior to the discussion of that application, the Equity, Diversity and Inclusion adviser will brief the committee on how the application for promotion has been impacted by the identified concern or concerns, and how the committee should take this into consideration in its deliberations. The Equity, Diversity and Inclusion adviser undertakes an educative role for the committee, and does not advocate on behalf of individual applicants. (66) Where an applicant has applied for promotion by two academic levels, a promotion committee may recommend such a promotion, if the committee has authority to consider promotion to both levels. (67) Where the Promotion Committee supports an application from a lecturer (Level B) for promotion to associate professor (Level D), the committee will: (68) An applicant who is subject to a disciplinary process after submitting an application (that is, during the annual academic promotion round) may be considered for promotion without prejudice, pending the outcome of the disciplinary process: (69) The promotion committee members will discuss each application and vote on whether to recommend the applicant for promotion. All decisions are provisional until moderation is complete: (70) At the end of the promotions meetings each promotion committee will review its decision on each individual application to determine whether the decision was consistent with the set of decisions made throughout the meeting, and whether any individual application should be revisited. (71) Any committee member may request the chair to open the discussion again on any application. Following this discussion, a vote may again be taken, and the second vote will be final. Where an application is not revisited, the provisional vote will be final. (72) The Academic Promotion Team will submit the committee decisions to the delegated officer as per Delegation Schedule B - People and Culture. The delegated officer will make the final decision on whether to approve the promotion and advise the Academic Promotion Team. (73) Committee members, advisers and record keepers will, after the meeting, return any material handed out for the meeting to the Academic Promotion Team and delete the promotion applications and their attachments from their computers and devices. (74) The Academic Promotion Team will retain and dispose of the applications and attachments in accordance with the Records Management Policy. (75) The Academic Promotion Team will: (76) Successful applicants can request verbal feedback (request must be made within four weeks of the committee) on their application from the chair of their promotion committee. (77) Promotion for successful applicants: (78) From commencement of that pay period, the applicant will use the title appropriate to their new academic level. (79) To assist with subsequent applications and development, unsuccessful applicants will be provided with verbal feedback from the chair of their relevant promotion committee (or nominee). Where possible, the applicant’s supervisor (or nominee) should attend the feedback meeting. (80) Written feedback will be provided after the verbal feedback is provided. (81) To assist staff in addressing the feedback provided, supervisors will meet with unsuccessful applicants to develop a performance development plan, where appropriate. (82) When an application is unsuccessful, the delegated officer (for Level B promotions) or relevant promotion committee will specify a timeframe of either one or two years before the applicant can reapply. The unsuccessful applicant will be advised of the re-application timeframe. (83) An unsuccessful applicant may apply for a review of a decision where there are grounds for such a review, as set out in the Academic Promotion Policy. (84) To be considered, the request for a review must be submitted to the Academic Promotion Team (email address: academicpromotions@csu.edu.au) within 20 business days from the date of the feedback meeting. (85) The Vice-Chancellor may decline to progress a review that they consider does not meet the grounds for review. (86) Where the Vice-Chancellor upholds the grounds for a review, they will either: (87) The committee that considers a promotion application afresh, as the outcome of a review of a decision, will be convened with a different chair and as far as practicable with different members from the membership of the committee that made the original recommendation. (88) After the relevant promotion committee has considered the promotion application, the chair of the committee will advise the Vice-Chancellor of the committee’s decision and the reasons for it. (89) The further decision of the promotion committee will be final. There will be no further review of the decision within the University. (90) The Vice-Chancellor will advise the applicant of the decision as soon as possible. (91) See Academic Promotion Evidence Guide. (92) This procedure uses terms defined in the Academic Promotion Policy, as well as the following:Academic Promotion Procedure
Section 1 - Purpose
Scope
Section 2 - Policy
Section 3 - Procedure
Part A - Eligibility to apply
Eligibility requirements and exclusions
Required qualifications or equivalent
Part B - Pre-application actions and timing
Preparing for a promotion application
Period under consideration
Call for applications
Out of round promotion
Part C - Application
Application requirements
Essential document
Format
Prepared and submitted by
Due
Intent to Apply
Form
Intention to Apply due date
Qualification equivalence assessment (if the applicant does not have the necessary qualification)
QEAP Assessment Outcome letter
Prepared by QEAP, submitted by applicant
Intention to Apply due date
Application form
Application Form
Applicant
Application closing date
Eligibility checklist
Checklist
Application closing date
Supporting evidence (see evidence guide)
PDF
Applicant, following supervisor confirmation
Application closing date
Supervisor’s checklist (confirming, to the best of their knowledge, the information provided in each application is true and correct at the time of submission).
Checklist
Applicant’s supervisor
Application closing date
Supporting evidence and reports
Referee and independent assessor reports
Promotion to
Minimum requirements
Level B
Two referees nominated by the applicant on the application form, at least one must be external to the University.
Level C
Three referees nominated by the applicant on the application form, at least one must be external to the University
Level D
Level E
Referees nominated by the applicant
External referees
Independent assessors
The case for promotion
Part D - Promotion committees
Promotion to Level B
Promotion to Level C and above.
Pool of faculty staff
Promotion Committee membership and quorum
Professorial Promotion Committee membership and quorum
First Nations cultural adjustment to committee membership
Advisory staff to promotion committees
Committee servicing
Conflicts of interest
Part E - Assessment and decision processes
Preliminary assessment of applications (for promotion committees)
Application assessments and considerations
Discussion with applicant
Equity advice
Promotion by more than one academic level
Disciplinary process after submission of an application
Promotion committee recommendations
Moderation of committee recommendations
Academic promotion approvals
Recordkeeping
Notification of promotion decisions
Successful applicants and implementation
Feedback for unsuccessful applicants
Re-application timeframe
Review of decisions
Section 4 - Guidelines
Section 5 - Glossary
View Current
This is the current version of this document. To view historic versions, click the link in the document's navigation bar.
Applicant
Supervisor confirms applicant’s eligibility to apply prior to submissionApplicant
Signed by supervisor prior to submission to confirm evidence and claims.
Three independent assessor reports. (See clauses 29-30)
Assessors must be at associate professor level (Level D) or above. Assessors must be of national or international standing in their discipline. All assessors will be external to the University, unless the chair of the relevant promotion committee agrees to an internal evaluator because they are an acknowledged international authority in the discipline.
Three independent assessor reports. (See clauses 29-30)
Assessors must be at professor level (Level E) or above. Assessors must be of international standing in their discipline. All assessors will be external to the University.