Status and Details

Status and Details

This page contains information about the status, approval and implementation of this document, contact details for the relevant Unit Head and document author and, on the right, a brief summary of changes between this and the previous version.

Compliance Risks Identification Guidelines

Status Current
Effective Date 22nd May 2014
Review Date 30th March 2018
Approval Authority Vice-Chancellor
Approval Date 21st May 2014
Expiry Date Not Applicable
Unit Head Natalie Nixon
University Secretary
Author Mark Burdack
University Secretary
Enquiries Contact Office of Governance and Corporate Affairs
+61 2 63384207

Summary of Changes from Previous Version

October 2019 - the Unit Head field has been updated from the University Secretary and Director, Governance and Corporate Affairs to the University Secretary, to align with current structure.


October 2019 - all references to the University Secretary and Director, Governance and Corporate Affairs position have been updated to the University Secretary, to align with current structure.


November 2018 - all references to the 'Deputy Vice-Chancellor (Academic)' position and division updated to 'Provost and Deputy Vice-Chancellor (Academic)', to align with current structure.


27/10/16 - Council resolution CNL16/78 approved replacement of reference to University Auditor with Internal Auditor or Manager, Risk and Assurance, due to disestablishment of University Auditor position.



January 2016 - Clause 23 - Reference to Audit and Risk Committee updated to Finance, Audit and Risk Committee to reflect revised committee structure approved by the University Council on 29 October 2015 under CNL15/101.


March 2020 “Division of Human Resources changed to Division of People and Culture”.