Status and Details
December 2021 - This document has been subsumed by the Compliance Assurance Procedure, and is rescinded as noted by the Executive Leadership Team October 2019 - the Unit Head field has been updated from the University Secretary and Director, Governance and Corporate Affairs to the University Secretary, to align with current structure. October 2019 - all references to the University Secretary and Director, Governance and Corporate Affairs position have been updated to the University Secretary, to align with current structure. November 2018 - all references to the 'Deputy Vice-Chancellor (Academic)' position and division updated to 'Provost and Deputy Vice-Chancellor (Academic)', to align with current structure. 27/10/16 - Council resolution CNL16/78 approved replacement of reference to University Auditor with Internal Auditor or Manager, Risk and Assurance, due to disestablishment of University Auditor position. March 2020 “Division of Human Resources changed to Division of People and Culture”. Compliance Risks Identification Guidelines
Status
Historic
Indicates if this version of the document is in effect (Current), yet to come into effect (Future), or expired (Historic).
Effective Date
22nd May 2014
This is the date on which this version of the document came into effect.
Review Date
30th March 2018
The next review of this document is scheduled to commence on this date.
Approval Authority
Vice-Chancellor
The noted authority approved this is version of the document.
Approval Date
21st May 2014
This is the date on which this version of the document was approved by the authorised authority.
Expiry Date
20th December 2021
This is the date on which this version expires. It may still apply, conditionally, after this date.
Unit Head
Kim Broadley
Director, Risk and Compliance
34988
This is the officer generally responsible for day to day administrative matters.
Author
Mark Burdack
This is the author of record for this version of the document.
Enquiries Contact
Office of Governance and Corporate Administration
+61 2 63384207
General enquiries should be directed to the officer/area listed.
Summary of Changes from Previous Version
January 2016 - Clause 23 - Reference to Audit and Risk Committee updated to Finance, Audit and Risk Committee to reflect revised committee structure approved by the University Council on 29 October 2015 under CNL15/101.